Hong Kong Shares Market | U.S. Shares Market | China Connect Market | Overseas Stock Market | Bond、Funds and Financial Product Market |
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Hong Kong Shares*
General Transactions Charge | |
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Services | Charges |
Brokerage (Online Trading) |
0.20% of Transaction Amount Min. HKD 100 / CNY 90 / USD 15 |
Brokerage (Offline Trading) |
0.25% of Transaction Amount Min. HKD 100 / CNY 90 / USD 15 |
Stamp Duty | 0.10% of Transaction Amount (rounded up to the nearest dollar) |
Transaction Levy | 0.0027% of Transaction Amount |
Trading Fee | 0.00565% of Transaction Amount |
CCASS Fee |
0.01% of Transaction Amount (0.002% is collected by CCASS) Min. HKD 2 / Max. HKD 100 |
FRC Transaction Levy | 0.00015% of Transaction Amount |
Italian Financial Transaction Tax |
0.1% of Transaction Amount(Only applicable to Italian shares listed on HKEx) Min. HKD 0.01 |
Custody Fee | Waived |
IPO Application | |
Services | Charges |
IPO Application Handling Fee (Full Paid) | HKD 50 |
IPO Application Handling Fee (Margin Financing) | HKD 100 |
IPO Margin Financing Interest | Please contact us for details. |
Grey Market Trading | |
Services | Charges |
Brokerage (Offline Trading) |
Brokerage (Offline Trading) + 0.1% of Transaction Amount Min. HKD 100 / CNY 90 / USD 15 |
Brokerage (Online Trading) |
0.10% of Transaction Amount Min. HKD 100 / CNY 90 / USD 15 |
Stamp Duty | 0.10% of Transaction Amount (rounded up to the nearest dollar) |
Transaction Levy | 0.0027% of Transaction Amount |
Trading Fee | 0.00565% of Transaction Amount |
CCASS Fee |
0.01% of Transaction Amount (0.002% is collected by CCASS) Min. HKD 2 / Max. HKD 100 |
FRC Transaction Levy | 0.00015% of Transaction Amount |
Financing Interest | |
Services | Charges |
Margin Client |
Borrowing Amount is lower than the Margin Value → Prime rate + 3% p.a. Borrowing Amount is greater than the Margin Value → Prime rate + 5% p.a. Borrowing Amount is greater than the Market Value → Prime rate + 10% p.a. |
Cash Client | Prime rate + 10% p.a. |
CCASS Depository Services | |
Services | Charges |
SI Stock Deposit | Nil |
SI Stock Withdrawal |
0.25% % of market value (based on previous closing price) Min. HKD200 per stock |
ISI Stock Deposit | HKD20 per stock per transaction |
ISI Stock Withdrawal | HKD20 per stock per transaction |
Physical Stock Deposit (Transfer Deed Stamp Duty) |
HKD 5 per transfer deed |
Express Physical Stock Re-registration |
HKD200 per stock and scrip fee (subject to share registrar approval) |
Physical Stock Withdrawal |
HKD 5 per board lot (rounded up to the nearest board lot) (HKD 3.50 per board lot is collected by CCASS) Min. HKD100 |
Corporate Actions - Dividend | |
Services | Charges |
Cash/Scrip Dividend Collection Fee | 0.12% of dividend collected amount |
Cash/Scrip Dividend Handling Fee |
0.50% of dividend collected amount Min. HKD30 / Max. HKD10,000 |
Scrip Fee |
HKD 2 per board lot (rounded up to the nearest board lot) (HKD 1.50 per board lot is collected by CCASS) |
H Share Dividend Tax | 10% of Dividend Amount |
Corporate Actions - Bonus | |
Services | Charges |
Bonus Share Collection Fee |
HKD2 per board lot (rounded up to the nearest board lot) Min. HKD30 / Max. HKD10,000 |
Scrip Fee |
HKD2 per board lot (rounded up to the nearest board lot) (Applicable to shares held under HKSCC Nominees before book-close date) |
Corporate Actions - Rights / Open Offer / Registered Warrant Collection | |
Services | Charges |
Scrip Fee |
HKD2 per board lot (rounded up to the nearest board lot) (Applicable to shares held under HKSCC Nominees before book-close date) |
Corporate Actions – Exercise of Rights / Open Offer / Registered Warrant | |
Services | Charges |
Handling Charges |
HKD2 per board lot (rounded up to the nearest board lot) Min. HKD50 |
Corporation Action Fee | HKD0.8 per board lot (rounded up to the nearest board lot) |
Corporate Actions – Cash Offer / Privatization | |
Services | Charges |
Handling Charges |
0.25% of Transaction Amount Min. HKD100 per stock |
Corporation Action Fee | HKD0.8 per board lot (rounded up to the nearest board lot) |
Stamp Duty | 0.10% of Transaction Amount (rounded up to the nearest dollar) |
Corporate Actions - Hong Kong Shares Proxy Voting | |
Services | Charges |
Handling Charges | HKD 100 per instruction |
U.S. Shares (Our company does not provide US stock dividend tax exemption)
General Transactions Charge | |
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Services | Charges |
Brokerage (Online Trading) |
0.20% of Transaction Amount Min. USD20 |
Brokerage (Offline Trading) |
0.30% of Transaction Amount Min. USD30 |
SEC Fees |
0.00278% of Transaction Amount (Only applicable to sell orders)
Min. USD0.01 *Effective from May 20, 2024 |
FINRA Trading Activity Fee |
USD 0.000166 per share (Only applicable to sell orders)
Min. USD0.01 / Max USD 8.30 *Effective from January 2, 2024 |
Settlement Fee | USD 0.003 per share |
US Public Traded Partnership Securities Tax |
10% of Transaction Amount (Only applicable to sell orders)
*Effective from January 1, 2023 |
ADRs Fee | The American Depository Receipt Custodian receives USD0.01-0.05 per share from investors on a designated date |
Custody Fee | Waived |
Depository Services | |
Services | Charges |
Stock Deposit via DTC | USD60 per stock per transaction |
Stock Withdrawal via DTC | USD60 per stock per transaction |
Corporate Actions – Dividend / Scrip Dividend | |
Services | Charges |
Dividend Tax |
0-30% of Dividend Amount * Our company does not provide US stock dividend tax exemption |
Cash/Scrip Dividend Handling Fee |
3% of dividend collected amount Min. USD10 |
Corporate Actions – Other CA Events (Excluding Dividend) | |
Services | Charges |
Handling Charges | USD30 per transaction |
Shanghai/Shenzhen-Hong Kong Connect
General Transactions Charge | |
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Services | Charges |
Brokerage (Online Trading) |
0.20% of Transaction Amount Min. CNY80 |
Brokerage (Offline Trading) |
0.25% of Transaction Amount Min. CNY80 |
Handling Fee | 0.00341% of Transaction Amount |
Management Fee | 0.002% of Transaction Amount |
Transfer Fee (ChinaClear) | 0.001% of Transaction Amount |
Transfer Fee (CCASS) | 0.002% of Transaction Amount |
Stamp Duty | 0.05% of Transaction Amount (Only applicable to sell orders) |
Custody Fee | Waived |
Depository Services | |
Services | Charges |
Stock Deposit SI | Waived |
Stock Withdrawal SI |
0.25% of market value (based on previous closing price) Min. CNY200 |
Corporate Actions – Dividend / Scrip Dividend | |
Services | Charges |
Dividend Tax | 10% of Dividend Amount |
Cash/Scrip Dividend Handling Fee |
0.50% of dividend collected amount Min. CNY24 / Max. CNY 8,000 |
Corporate Actions – Other CA Events (Excluding Dividend) | |
Services | Charges |
Handling Charges |
Bonus : CNY2 per board lot (rounded up to the nearest board lot) Min. CNY24 / Max. CNY 8,000 Other: CNY100 per transaction |
General Transactions Charge | |
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Services | Charges |
Brokerage |
0.30 % of Transaction Amount Min. SGD35 / USD25 / HKD200 |
Clearing Fee | 0.0325% of Transaction Amount |
Trading Fee | 0.0075% of Transaction Amount |
Custody Fee | Waived |
Corporate Actions – Dividend / Scrip Dividend | |
Services | Charges |
Dividend Tax | 0-15% of Dividend Amount |
Cash/Scrip Dividend Handling Fee |
3% of dividend collected amount Min. SGD13 |
Corporate Actions – Other CA Events (Excluding Dividend) | |
Services | Charges |
Handling Charges | SGD25 per transaction |
General Transactions Charge | |
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Services | Charges |
Brokerage |
0.40% of Transaction Amount Min. AUD40 |
Custody Fee | Waived |
Corporate Actions – Dividend / Scrip Dividend | |
Services | Charges |
Dividend Tax | 30-46.50% of Dividend Amount |
Cash/Scrip Dividend Handling Fee |
3% of dividend collected amount Min. AUD10 |
Corporate Actions – Other CA Events (Excluding Dividend) | |
Services | Charges |
Handling Charges | AUD15 per transaction |
General Transactions Charge | |
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Services | Charges |
Brokerage |
0.60% of Transaction Amount Min. JPY3,500 |
Custody Fee | Waived |
Corporate Actions – Dividend / Scrip Dividend | |
Services | Charges |
Dividend Tax | 15.315% of Dividend Amount |
Cash/Scrip Dividend Handling Fee |
3% of dividend collected amount Min. JPY700 |
Corporate Actions – Other CA Events (Excluding Dividend) | |
Services | Charges |
Handling Charges | JPY700 per transaction |
General Transactions Charge | |
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Services | Charges |
Brokerage |
0.50% of Transaction Amount Min. THB800 |
VAT Fee & Other Transaction Fees | 7% of Brokerage Amount |
Custody Fee | Waived |
Corporate Actions – Dividend / Scrip Dividend | |
Services | Charges |
Dividend Tax | 10% of Dividend Amount |
Cash/Scrip Dividend Handling Fee |
3% of dividend collected amount Min. THB700 |
Corporate Actions – Other CA Events (Excluding Dividend) | |
Services | Charges |
Handling Charges | THB500 per transaction |
General Transactions Charge | |
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Services | Charges |
Brokerage |
0.40% of Transaction Amount Min. KRW35,000 |
Sales Tax | 0.23% of Transaction Amount (Only applicable to sell orders) |
Custody Fee | Waived |
Corporate Actions – Dividend / Scrip Dividend | |
Services | Charges |
Dividend Tax | 22% of Dividend Amount |
Cash/Scrip Dividend Handling Fee |
3% of dividend collected amount Min. KRW5,000 |
Corporate Actions – Other CA Events (Excluding Dividend) | |
Services | Charges |
Handling Charges | KRW10,000 per transaction |
General Transactions Charge | |
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Services | Charges |
Brokerage |
0.40% of Transaction Amount Min. USD50 |
Stamp Duty | 0.10% of Transaction Amount (Only applicable to sell orders) |
Levy | 0.026% of Transaction Amount |
Settlement Fee | 0.02% of Transaction Amount |
Administration Fee | 0.002% of Transaction Amount |
Custody Fee | Waived |
Corporate Actions - Dividend / Scrip Dividend | |
Services | Charges |
Dividend Tax | 10% of Dividend Amount |
Cash/Scrip Dividend Handling Fee |
3% of dividend collected amount Min. USD10 |
Corporate Actions – Other CA Events (Excluding Dividend) | |
Services | Charges |
Handling Charges | USD10 per transaction |
General Transactions Charge | |
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Services | Charges |
Brokerage |
0.40% of Transaction Amount Min. HKD230 |
Stamp Duty | 0.10% of Transaction Amount (Only applicable to sell orders) |
Levy | 0.00341% of Transaction Amount |
Settlement Fee | 0.02% of Transaction Amount |
Custody Fee | Waived |
Corporate Actions – Dividend / Scrip Dividend | |
Services | Charges |
Dividend Tax | 10% of Dividend Amount |
Cash/Scrip Dividend Handling Fee |
3% of dividend collected amount Min. HKD40 |
Corporate Actions – Other CA Events (Excluding Dividend) | |
Services | Charges |
Handling Charges | HKD50 per transaction |
General Transactions Charge | |
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Services | Charges |
Brokerage |
0.50% of Transaction Amount Min. MYR200 |
Stamp Duty | 0.1% of Transaction Amount (rounded up to the nearest dollar) |
Clearing Fee | 0.03% of Transaction Amount |
Custody Fee | Waived |
Corporate Actions – Dividend / Scrip Dividend | |
Services | Charges |
Dividend Tax | 25% of Dividend Amount |
Cash/Scrip Dividend Handling Fee |
3% of dividend collected amount Min. MYR30 / Max. MYR150, plus Bank Service Charge |
Corporate Actions – Other CA Events (Excluding Dividend) | |
Services | Charges |
Handling Charges | MYR100 per transaction |
General Transactions Charge | |
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Services | Charges |
Brokerage |
0.50 % of Transaction Amount Min. CAD100 / USD90 |
Custody Fee | Waived |
Corporate Actions – Dividend / Scrip Dividend | |
Services | Charges |
Dividend Tax | 25% of Dividend Amount |
Cash/Scrip Dividend Handling Fee |
3% of dividend collected amount Min. CAD15 |
Corporate Actions – Other CA Events (Excluding Dividend) | |
Services | Charges |
Handling Charges | CAD15 per transaction |
General Transactions Charge | |
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Services | Charges |
Brokerage |
0.40% of Transaction Amount Min. GBP60 / EUR70 / USD90 |
Stamp Duty | 0.5% of Transaction Amount (Only applicable to sell orders) |
Other transaction fees *if applicatable |
PTM Levy: Flat rate GBP1.00 (applicable for some U.K. stock with transaction amount more than GBP10,000) Securities clearing system settlement fees(if applicatable) |
Custody Fee | Waived |
Corporate Actions – Dividend / Scrip Dividend | |
Services | Charges |
Dividend Tax | 25% of Dividend Amount |
Cash/Scrip Dividend Handling Fee |
3% of dividend collected amount Min. GBP15 |
Corporate Actions – Other CA Events (Excluding Dividend) | |
Services | Charges |
Handling Charges | GBP15 per transaction |
General Transactions Charge | |
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Services | Charges |
Brokerage |
0.40% of Transaction Amount Min EUR70 / USD90 |
Other transaction fees | Please contact us for details. |
Custody Fee | Waived |
Corporate Actions – Dividend / Scrip Dividend | |
Services | Charges |
Dividend Tax | 26.375% of Dividend Amount |
Cash/Scrip Dividend Handling Fee |
3% of dividend collected amount Min. EUR10 |
Corporate Actions – Other CA Events (Excluding Dividend) | |
Services | Charges |
Handling Charges | EUR30 per transaction |
General Transactions Charge | |
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Services | Charges |
Brokerage |
0.50% of Transaction Amount (The minimum transaction amount is HKD 1 million or equivalent) |
Clearing Fee | HKD400 / CNY400 / USD60 per trade |
Depository Services | |
Services | Charges |
Electronic Bond Deposit | Clearing House Handling Fee HKD400 |
Electronic Bond Withdrawal | Clearing House Handling Fee HKD400 plus HKD100 Handling Fee |
Corporate Actions | |
Services | Charges |
Coupon interest collection fees |
0.50% of Coupon Interest Amount Min HKD30 / CNY 30 / USD4 |
Maturity Redemption Fee | Waived |
Early Redemption Fee | HKD1,200 per transaction |
Conversion Fee |
HKD0.01 per unit Min. HKD1,200 / Max. HKD50,000 |
Other | |
Services | Charges |
Custody Fee | Calculated monthly at 0.05% per annum based on the market value of the portfolio (charged monthly in HKD, Min. HKD100) |
General Transactions Charge | |
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Services | Charges |
Subscription Fee |
Up to 1% of Transaction Amount Min. HKD100 / CNY100 / USD20 (Bank charges incurred in subscription will be deducted from the customer's trading account) |
Redemption Fee | Individual fund companies set redemption fees, which are calculated based on actual costs |
Switching Fee | 1% of Transaction Amount |
Other | Individual product charges may vary due to different circumstances, please refer to the fund brochure for details |
Corporate Actions - Dividennd / Reinvestment | |
Services | Charges |
Handling Charges | HKD30 |
General Transactions Charge | |
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Services | Charges |
Handling Charges |
Not more than 1% of Transaction Amount Min. HKD100 / USD20 |
Other | |
Services | Charges |
Custody Fee | Calculated monthly at 0.05% per annum based on the market value of the portfolio (charged monthly in HKD, Min. HKD100) |
Subscription Fee |
Cash Settlement:HKD50 per transaction Stock Settlement:HKD80 per transaction plus 0.13% Stamp Duty |
Other | Individual product charges may vary due to different circumstances, please refer to the detailed rules in the TERM SHEET |
Other | |
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Services | Charges |
Unclaimed benefits entitlement | Every time HK$500, and every dividend is charged HK$100, plus other charges incurred. In addition, fees will be charged according to the standard of "Agent Service-Dividend Collection (or Scrip Dividend)" mentioned above. |
Compulsory Share Buy Back | HK$200 per transaction, plus 0.5% of transaction amount and charges collected by CCASS |
Issue Account / Audit confirmation | HKD200 per confirmation |
Italian Financial Transaction Tax (Collected for Italian Government) |
0.1% on daily net increase quantity * weighted average purchase price |
Returned Cheque | HKD200 per transaction |
Stop Cheque | HKD200 per transaction |
Physical Statement Delivery Charge * | HKD300 per month (Customers over 65 years old can apply for exemption) |
Re-issue of Statement Within 3 months Beyond 3 months |
Free (One Time only) HKD100 per statement |
CIES Administration Fee |
HKD10,000p.a. A one-time fee for seven years / or the remaining period of the CIES plan (less than one year will also be charged for one year) |